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GERMAN RECOMMENDATIONS FOR REINFORCED EMBANKMENTS ON PILE-SIMILAR ELEMENTS H.-G. Kempfert Institute of Geotechnie, University of Kassel, Germany C. Göbel Dresden, Germany D. Alexiew HUESKER Synthetic GmbH, Germany C. Heitz Institute of Geotechnie, University of Kassel, Germany Abstract: The construction of embankments on soft underground is a common problem. In recent years a new kind of foundation, the so-called "geosynthetic reinforced pile-supported embankment", was established. Until now the system behaviour can only be described analytically by simplified geomechanical models. Furthermore, there are simplified calculation procedures, which allow the dimensioning of the geosynthetic reinforcement. In the course of the revision of the EBGEO (German Recommendations for Geosynthetic Reinforced Earth Structures), new recommendations for soil reinforcements above pile-similar elements under static loading were worked out. These newly developed analytical methods represent a new State-of-the-Art and enable a realistic and suitable approximation of the bearing behaviour of the composite structure. They offer significant improvement to the existing methods. The paper describes the new methods of calculation and the construction regulations for this kind of foundation as recommended by the EBGEO. 1 INTRODUCTION Soil improvement and reinforcement techniques have undergone a significant development during the last decade, especially as a result of the increasing need to construct on soft ground providing economical solutions. Designs of structures, such as buildings, walls, or embankments on soft ground, were earlier connection with the enormous increasing capacity failures, intolerable settlements, large bearing pressure and movement, and global or local instability. A variety of techniques may be used to address the above concerns. These include pre-loading the soft soil, using light-weight fill, soil excavation and replacement, geosynthetic reinforcement and soil improvement techniques. In recent years a new kind of foundation, the so-called "geosynthetic-reinforced pile-supported embankment" was established (Fig. 1). Above the pile heads, the reinforcement of one or more layers of geosynthetics (mostly geogrids) is placed. In Germany the geosynthetic-reinforced pile-supported systems have been used for several applications, especially for highway and railroad embankments (ALEXIEW (1999), (2001)). The systems have proved to perform well regarding both bearing capacity and serviceability if designed and constructed in an appropriate way (ALEXIEW (1999), (2001)). Until now the system behaviour can be described analytically only by simplified geomechanical models. Furthermore, there are simplified calculation procedures, which allow the dimensioning of the geosynthetic reinforcements (e.g. HEWLETT (1988), BS 8006 (1995), INGOLD (1997), ALEXIEW (2002)). To examine the bearing mechanism in the system and to derive a better analytical model, a research project has taken place at the Institute of Geotechnics, University of Kassel (KEMPFERT (1999), ZAESKE (2001, 2002)). The developed design procedure will be introduced soon into Chapter 6.9 'Reinforced earth structures on point- or line- shaped bearing elements’ (EMPFEHLUNG 6.9 (2003)) of the new edition of the EBGEO (German Recommendations for Geosynthetic Reinforcements). This new analytical method represents a new State-of-the-Art. It is believed to be more precise and realistic than the “older” procedures available, which was confirmed by experiments (ZAESKE (2001)); at the same time it is more sophisticated and like other procedures available limited mostly to non-cohesive fills. An overview of common procedures today is given e.g., in (ALEXIEW (2002)). The general load transfer mechanisms, model test results and the new method of calculation and the construction recommendations for this kind of foundation as recommended in Chapter 6.9 of the EBGEO will be described shortly. 2 LOAD TRANSFER MECHANISMS The stress relief of the soft soil results from an arching effect in the reinforced embankment over the pile heads and due to the effect of the geosynthetic reinforcement. Due to the higher stiffness of the piles in relation to the surrounding soft soil, the vertical stresses from the embankment are concentrated on the piles, simultaneously an arching develops as a result of differential settlements between the pile heads and the soft soil between them. The 3D-arch splits the soft soil and the applied loads and concentrated on the piles and then to the bearing stratum. The redistribution of loads in the embankment depends on the systems geometry i.e., the strength of the embankment and the stiffness of the "piles". A modified stress-distribution theory was developed (ZAESKE (2001)). Additionally, a concept to take into account the supporting soft soil supports geosynthetic between the piles in a deformation-related way was introduced including the effect of geosynthetic reinforcement due to the maturity of software tools. Differential equation had to be developed to reflect this interaction (ZAESKE (2001)) (Fig. 3). Figure 1 Geosynthetic-reinforced pile-supported embankment Figure 2 Support conditions and definition of the distance s Figure 3 Mechanisms of load transfer and interaction 3 RESULTS OF MODEL TESTS UNDER STATIC LOADING Three-dimensional well-instrumented model tests in a scale of 1:3 were carried out to investigate the bearing and deformation behaviour and to check and verify the concept and theory mentioned above. A group of four piles was placed in a weak soil of peat in a rectangular grid, above which a reinforced or unreinforced sand fill was placed in different heights (Fig. 4). The stress distribution in the reinforced sand layer was recorded by pressure cells. The part of the load carried by the piles was measured by load-cells and allowed a comparison with the measured stress field in the sand. Under static loading the dependency of the stress transfer on the geometric boundary conditions and the shear strength of the sand fill was verified. Vertical rod extensiometers to monitor settlements of the geogrid and strain measurements in the geogrid reinforcement confirmed the membrane effect and allowed a localisation of the highest tension. The maximum strains were localised in the zone overspanning neighbouring piles (Fig. 6). Similar to field measurements, the strains in the geogrid were found to be relatively small, provided that reaction stress of the underlying soil between the rigid pile elements is mobilised. In addition to the model tests, numerical investigations with the finite element method (FEM) were performed for static conditions. The evaluation of the FE-calculations resulted in further information on the stress distribution in the reinforcing layer and the resulting load transfer onto the piles. After these verifications, the new method became part of Chapter 6.9 of the new edition of the EBGEO (draft) and is explained in the following chapter. Figure 4 Typical 1:3 scale test arrangement (ZAESKE, 2001) Figure 5 Test results versus analytical model (ZAESKE, 2001) Figure 6 Typical geogrid-strain distribution, predicted and measured values (ZAESKE, 2001) 4 DESIGN RECOMMENDATION IN CHAPTER 6.9 EBGEO (DRAFT) The design procedure recommended in Chapter 6.9 of the EBGEO (draft) (EMPFEHLUNG 6.9 (2003)) is divided into two steps: In the first step the load/stress distribution in the embankment is evaluated without considering any geosynthetic reinforcement, which results in the vertical stresses on top of the piles (σazal) and on the soft subsoil between them (σax). The analytical model is based on the lower bound theorem of the plasticity theory and results form predefined directions of the stress trajectories in the reinforced soil body (ZAESKE (2001, 2002)). According to the numerical and experimental results, the stress state in the reinforced embankment is divided into a zone, where the mean pressure at rest can be assumed, and an arching region, where the stress redistribution takes place (Fig. 4). Equation (1) shows the differential equation derived from the equilibrium of forces of the three-dimensional soil element in radial direction (Figure 7). σaxial = γ (x * λB) (x) (1) xa = ( hb1 + hb2 ) * ( ta1 + ta2 ) b + b (b )+ ta1 + ta2 = (b ) - hb1 + hb2 (b ) - 1 2 2 2 2 For more convenience, can also be derived from dimensionless design graphs (e.g., Figure 9 for χ = 30°). Figure 4 shows the calculated vertical stress distribution in comparison with results of the model tests. The solution of the equation gives the vertical stress σz(χ) inside the arch. The vertical pressure on the soft soil σaxk results from the limit z = 0, Equation (2). To predict the stresses in the reinforcement, an analytical model is applied based on the theory of elastically embedded membranes (ZAESKE (2001)). The maximum strain in reinforcement (i.e. the maximum tensile force) is concentrated in the band bridging two neighbouring piles (despite the common engineering sense, it was confirmed by the experimental work as well). Therefore the analytical model assumes that the maximum stress in the geosynthetic membrane takes place within the width bcr, and may also derive the design reinforcement forces according to the membrane hypothesis regarding the elastic mud formation. Therefore the results of the geosynthetic strain can be inserted into the capable models. Figure 7 Geometry: “arching” and equilibrium of stresses (ZAESKE, 2001, 2002) Figure 9 Typical graph for the vertical stress σax on the soft soil between “piles” (SEMPFEHLUNG 6.9, 2003) be calculated based on a planar system (Fig. 10). Biaxial geogrids must be analysed both in x- and y-direction. Figure 10 Load transfer and simplified planar (2D) bearing system (ZAESKE, 2001, 2002) The resulting triangular vertical strip load Ft on the geogrid strip is calculated from the pressure sigma ax, and the loaded area A (Fig. 11). Rectangular grid Triangular grid Geosynthetic reinforcement Figure 11 Calculation of the resulting force Fr assigned to the load influence area A. (EMPFEHLUNG 6.9, 2003) The influence of the bearing effect of the soft soil between piles is considered by using a modulus of subgrade reaction. A simplified approximation is given in Equation (3); for multiple soft soil layers see EMPFEHLUNG 6.9 (2003). The maximum strain in the geosynthetic reinforcement results from the tensile stiffness jt of the geosynthetic, the modulus of subgrade reaction kx,k of the soft soil, the total vertical load Fp, and the dimensions bsz and Ls. Since all geosynthetics tend to creep, the tensile modulus jt is time-dependent and has to be reduced from the real isochrones of the geosynthetic reinforcement, the latter is essential. In EMPFEHLUNG G.9 (2003), the values of psi r, respectively gamma r can be out from a dimensionless design graphs; see e.g. (Fig. 12). Finally, the tensile force in the reinforcement Ez (M = membrane) can be calculated directly as a function of the strain of the geosynthetic, Equation (5). For two geosynthetic reinforcements the calculated force is divided with respect to the ratio of their tensile moduli. Ettain, N 6.0............................................................. 5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 0.02 0.04 0.06 0.08 0.10 psi = Lr Bs S E10/Ec, kc,Ei 0.12 0.14 0.16 0.18 0.20 0.22 1.0 1.2 0 Lr/Bs f/bmax, [m] tensile stiffness of the geogrid [kN/m] clear distance s-f-g . modulus of subgrade reaction [kN/m2] Stress in the reinforcement: Emax .tjt .ft Figure 12 Maximum strain in the geosynthetic reinforcement (EMPFEHLUNG 6.9, 2003) The influence of an inclined surface of the reinforced embankment (typically slope) is illustrated in Figure 13. In addition to the membrane effect, geosynthetics are stressed by horizontal forces. The lateral thrust can be considered on the safer side; assuming an active earth pressure condition without any support by “piles” or soft soil (BS 8006 (1995), ZAESKE (2001, 2002)). The concept is conservative. 282 Delta Ei = E A/k. L (L - lambda) - a - kx,k.k ) (6) Reinforcement Pile-element Delta E Z Figure 13 Additional horizontal force in the reinforcement beneath embankment slope (EMPFEHLUNG 6.9, 2003) 5 CONSTRUCTION RECOMMENDATIONS IN CHAPTER G.9 EBGEO Based on German and international experience with geosynthetic-reinforced pile-supported embankments, practical reasons, experimental results and the validity of the analytical model following recommendations are established: 5.1 Pile elements and spacing The center-to-center distance s and the pile diameter d of the piles resp. pile caps should be chosen as follows: (s - d) ≤ 3.0 m resp. (s - b,s) 3.0 m; in the case of cohesive soils (s - d) ≤ 2.5 m resp. (s - b,s) 2.5 m; in the case of heavy live loads d / s ≥ 0.15 resp. b,s / s ≥ 0.15 (s - d) ≥ 1.0 (d + z) The ratio of the modulus of subgrade reaction between the pile elements and the surrounding soft soils kx,k / kyn > 100 (to ensure full “arching” action between the pile elements in the grid); normally, conventional pile-systems fulfill this condition. 5.2 Geosynthetic reinforcement The distance between the reinforcement layer and the plane of the pile/column/wall heads should be as small as possible, in order to achieve maximum efficiency of the geosynthetic membrane. However, it is recommended to have a safe distance (interlayer) between the lowest reinforcement and the pile heads in order to prevent a structural damage of the reinforcement because of shearing at the edge of the pile heads. Maximum two reinforcement layers (Fig. 14) z ≈ 0.15 m for single layer reinforcement z ≥ 0.30 m for two layers reinforcement for two layers the distance between the geosynthetic layers should be 15 to 30 cm design value of the tensile strength Rfat ≥ 330 kN/m; ultimate strain ≤ 12 % Overlapping is generally allowed, but only just above the piles (caps) and only in the secondary bearing direction; length of overlapping ≥ d. 5.3 Embankment For the embankment a cohesionless fill should be used. The angle of internal friction phi should be greater than 30°. (Use of low-cohesion soils is also permitted, but not preferred.) (Note: A general issue to be always kept in mind is if the soft soil upward counter-pressure will be available for the entire design life. Not-supported situations should be checked additionally.) 6 FINAL REMARKS AND FUTURE PROSPECTS Geosynthetic-reinforced embankments on point- or line shaped bearing elements (“piles”) provide an economical and effective solution for embankments constructed on soft soil, especially when rapid construction and strict deformation of the structure are required. To examine the bearing effect of the system, large scale model tests and numerical investigations were carried out. Based on these results a theoretical model was developed, which describes a stress-distribution in the embankment and the membrane effect of the geosynthetic reinforcement. The developed design procedure is introduced in the recommendation “Chapter 6.9 - Reinforced soil structures above point- or line shaped bearing elements”, expected next year for a request by the public. Chapter 6.9 will be soon part of the new edition of the EBGEO (German Recommendations for Geosynthetic Reinforcement). The design method provides a realistic approximation of the bearing behaviour of the composite structure under static loading and represents a new State-of-the-Art. Comparisons of the analytical results with model test data and field measurements demonstrate that the new design method still leads to a conservative prediction on the bearing behavior, at least so far as counter-pressure from the soft soil is available. Recommendations regarding geometry, soils, reinforcement and construction are given as well. At present, a research project is in progress at the Institute of Geotechnics, University of Kassel, which examines the behaviour of such systems under cyclic loading. The first model tests show that the arching effect was confirmed in a very limited amount and the part of the load carried directly by the piles decreased remarkably, which resulted in an increase of the load on the soft soil and/or in the reinforcement. Due to the reduction of the arching effect, the strains in the geogrid and the settlements of the surface increase considerably. Because such negative effects of service load have been suspected earlier due to common experience, a quasi-elastic approach was suggested in KEMPFERT (1997) by applying an additional increasing partial factor to traffic loads, which is at present an acceptable compromise. Nevertheless the bearing behavior and the settlements expected under cyclic load are not yet fully explained. The further research required for that specific important issue and is ongoing. 283 7 REFERENCE Alexiew, D., Vogel, W., 2001: Railroads on piled embankments in Germany. Milestone projects. In: Landmarks in Earth Reinforcement. Swets & Zeitlinger, 2001, pp. 185-194 Alexiew, D., Gartung, E., 1996: Geogrid reinforced railway embankment after performance monitoring 1994/1995. Proc. Fourth International Symposium on Geosynthetics, Rio de Janeiro, 1996, vol. 3, pp. 403-411 Hewlett, W.J., Randolph, M.F., 1988: Analysis of piled embankments. Ground Engineering, vol?. 21, pp. 12-17 BS 8006: Code of Practice for Strengthened/Reinforced Soils and Other Fills. British Standard Institution. Kempfert, H.-G., Stadel, M., Zaeske, D., 1997: Berechnung von unbewehrten und bewehrten Erdkörpern über Pfahlbakenfen. Bautechnik, Jahrgang 75, Heft 12, pp. 818-825 Zaeske, D., 2001/2002: Piled embankments design; methods and case studies. In: Basile, I., Pascual, J. (eds.): Metodologie innovate di progettazione dei rilevati. Proc. 1st Italian Conference on Geosynthetics, Bologna, 10 October 2002 Kempfert, H.-G., Zeaeke, D., Alexiew, D., 1999: Interactions in the reinforced bearing layers of partly supported underground. In: Proc. of the 12th ECSMGE, Amsterdam, 1999. Balkema, Rotterdam, 1999, vol.2, pp. 1527-1532 Zaeske, D., 2001: Berechnung von unbewehrten und bewehrten Erdkörpern über punktuellen oder linienförmigen Gründungselementen: Inaugural-Dissertation, Universität GH Kassel, 2001 Zaeske, D., Kempfert, H.-G., 2002: Berechnung und Wirkungswahigkeit von über punktuell oder linear gelagertan Erdkörpern mit hochzugfesten geosynthetischen Tragelementen. Balkema, Rotterdam, 2002 EBGEO- German Recommendations for Geosynthetic Reinforcement, 2003, Kapite/1 6.9 für die Neuauflage der Empfehlungen zur Geosynthetischen Erdverstarkungen. Empfehlungen zur Anwendung von Geokunststoffen (EBGEO) German Recommendations for Geosynthetic Reinforcement, September 2003. 284